Module 4: Regulatory system for bank management

Starting from the central importance of the financial economy for a functioning (global) real economy, the significance, organization and central objectives of regulation are derived. Subsequently, the analysis of the “three Basel pillars” will show how these objectives are to be ensured by appropriate regulations. Within this framework, management and supervisory perspectives are compared, taking into account the new RTF guidelines, and the strategic perspective of regulation is critically questioned.

Contents at a glance:

• Objectives, functions and organization of supervision
• Pillar 1 capital requirements (“Basel IV”; counterparty risks, market price risks, operational risks)
• Requirements for the management of liquidity risks
• Qualitative supervision according to Pillar 2 (MaRisk)
• SREP
• “Pillar 1+”
• Reporting and disclosure
• Further development of the regulatory system
• Critical reflection and options for action

Seminar leader: Klaus Leusmann (zeb)

Costs & dates:

16 June–18 June 2020
Location: zeb Office Münster, Hammer Straße 165, 48153 Münster
Participation fee: €1,950.00, plus VAT

10 November–12 November 2020
Location: zeb Office Frankfurt am Main, Taunusanlage 19, 60325 Frankfurt am Main
Participation fee: €1,950.00, plus VAT

→ PDF download with course program