IT compliance for newly founded regulated financial services providers

Compliant right from the start – setting up IT compliance for start-ups pragmatically and in line with regulatory requirements

Founding a company in the financial services industry that is subject to regulation requires not only a viable business model, but also an IT organization that can withstand regulatory scrutiny – right from the start. We support start-ups in setting up IT compliance structures early and pragmatically – in line with MaRisk, DORA and other relevant requirements.

Eine Gruppe von Menschen klatscht in die Hände

Our services at a glance: 

  • zeb supports founders in all phases of company formation, from the initial regulatory assessment to the complete implementation of the necessary IT compliance structures.
  • We actively support the implementation of regulatory prerequisites in ORG/IT and the establishment of effective IT risk management and IT governance structures. Moreover, we ensure smooth communication with supervisory authorities.
  • Our comprehensive advisory approach ensures the regulatory security and operational stability of newly founded financial services providers from the outset.

Got licensing on your radar?

Many new financial ventures need a license. We guide you through every step of the licensing process.

 

Learn more now

Sprechen Sie uns gerne an

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Roger Buschmann

Senior Manager

Ein Mann in Anzug und Krawatte

Stephan Sahm

Senior Manager